Laws and regulations

Act on Financial Undertakings (161/2002)

Act on Financial Undertakings, no 161/2002 (161/2002)

Act No. 44/2009 amending Act No. 161/2002, on Financial Undertakings, as subsequently amended.

Act No. 129/2008 amending Act on Financial Undertakings, No. 161/2002, with subsequent amendments.

Regulation authorising financial institutions and subsidiaries of credit institutions established in another state of the European Economic Area to pursue financial activities in Iceland (244/2004)

Reglulation on Investments of Electronic Money Institutions (671/2002) (sunnudagur 14. janúar 2007)

Regulation on Guarantee Insurance for Securities Brokarages (508/2000) (sunnudagur 14. janúar 2007)

Regulation on a branch and a representative office of a credit institution established in another country within the European Economic Area (308/1994)

Regulation on a branch and a representative office of a credit institution established in a country outside the European Economic Area (307/1994)

Act on Securities Transactions (108/2007)

Rules - authorising the Financial Supervisory Authority to conclude case proceedings by settlement ( . )

REGULATION on nominee registration and the custody of financial instruments in nominee accounts (706/2008) (þriðjudagur 1. júlí 2008)

RULES on tied agents of investment firms (föstudagur 30. maí 2008)

Act on Securities Transactions (33/2003) - Outdated

Act on Measures against Money Laundering and Terrorist Financing (64/2006)

Act on Measures against Money Laundering and Terrorist Financing , No. 64/2006 (64/2006) (sunnudagur 14. janúar 2007)

Regulation on obligation to report and customer due diligence in measures against money laundering and terrorist financing (550/2006) (sunnudagur 14. janúar 2007)

Act on Undertakings for Collective Investment in Transferable Securities (UCITS) and Investment Funds (30/2003)

Regulation on Undertakings for Collective Investment in Transferable Securities (UCITS) and Investment Funds (792/2003) (sunnudagur 14. janúar 2007)

Rules on the financial statements of management companies of UCITS (97/2004) (sunnudagur 14. janúar 2007)

Act on Activities of Stock Exchanges and Regulated OTC markets (34/1998)

Regulation No. 245/2006, on Official Listing of Securities on a Stock Exchange. (miðvikudagur 17. janúar 2007)

Rules on Listing of Securities on the Iceland Stock Exchange, ltd. (2/1999)

Rules on disclosure requirements for issuers with securities listed on Iceland Stock Exchange (3/1999)

Rules on Ethics for members of the Iceland Stock Exchange, ltd. (5/1999)

Rules on the listing of securities on the ICEX Alternative Market (2001)

Guidelines for Members’ Reporting of Equity Trades on the NOREX Exchanges, Version 1.7, September 2006 (1.7/2006) (with amendments)

Fee Schedule - Iceland Stock Exchange Valid from 01.01.2002 (2002)

Rules for Issuers (effective 1.1.2007)

Act on Electronic Registration of Title to Securities with Amendments (131/1997)

Rules of the Icelandic Securities Depository , issued 13 June 2000

Regulation on electronic registration of securities (397/2000)

Act on Deposit Guarantees and Investor-Compensation Scheme (98/1999)

Regulation on Deposit Guarantees and Investor-Compensation Scheme (120/2000)

Act on official Supervision of Financial Operations with Amendments (87/1998)

Act on official Supervision of Financial Operations with Amendments (87/19998)

Regulation of consultant committee of the Financial Supervisory Authority and parties that are subject to supervision (562/2001) (miðvikudagur 17. janúar 2007)

Regulation on the application of fines and financial penalties in official supervision of financial activities (560/2001) (miðvikudagur 17. janúar 2007)

Rules of business for board members, director general and employees of the Financial Supervisory Authority (704/2001) (miðvikudagur 17. janúar 2007)

Agreement on Co-operation Between the Financial Supervisory Authority and the Central Bank of Iceland (2006) (miðvikudagur 17. janúar 2007)

Agreement between the Financial Supervisory Authority and Central Bank of Iceland on Payment and Settlement Systems (2003) (miðvikudagur 17. janúar 2007)

Agreement of Understanding regarding Pension Funds Between the Financial Minister and the Financial Supervisory Authority (2001) (miðvikudagur 17. janúar 2007)

Act on Payment of Cost Due to Official Supervision of Financial Activities (99/1999)

Acton Payment of Cost Due to Official Supervision of Financial Activities (99/1999)

Act on Stock Exchanges (110/2007)

The Financial Supervisory Authority - Iceland (FME) - Suðurlandsbraut 32 - 108 Reykjavík - Phone: +354 525 2700 - Fax: +354 525 2727 - email: fme@fme.is
Open weekdays between the hours of 9 - 16 (9 AM - 4 PM)